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Business Operations in the Republic of Korea (Portfolio 970)

Product Code: TPOR43
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Business Operations in the Republic of Korea deals with the taxes and tax problems most likely to be encountered by foreign firms doing business with the Republic of Korea.  Written by Robert A. Baskerville, Attorney at Law, and Woo Taik Kim, Tax Attorney and CPA at Kim & Chang, the Portfolio provides a summary of the Korean tax system and detailed treatment of the major taxes affecting business: the individual and corporate income taxes and the value added tax. Tax presence is discussed separately, in detail, because of its importance as a threshold issue. A chapter is also devoted to the various incentives available under the Tax Special Treatment Limit Law, the national tax basic law and provisions for the avoidance of double taxation.

In addition to its coverage of the tax system, Business Operations in the Republic of Korea provides an overview of the regulations and processes governing business operations in Korea.  It identifies the incentives and restrictions of foreign investment and details Korean currency and exchange controls, protection of intellectual property rights, fair trade and antitrust, securities regulations, and labor law.

Worksheets include corporation tax forms and tax rates.

Business Operations in the Republic of Korea allows you to benefit from:

  • A perspective that addresses the concerns of foreign investors/enterprises and their advisors looking to invest/do business or already invested/doing business in the country
  • Identification of those features of the country’s system that are likely to prove most problematic to outside investors
  • Emphasis on those aspects of the tax system that impact transactions and structures with a cross-border dimension
  • Information and insight to enable users to anticipate the pitfalls and opportunities likely to arise in making an initial investment, carrying on operations and devising potential exit strategies
  • Invaluable practice documents including tables, charts and lists
  • Time-saving citations to relevant sections of tax laws, regulations, court cases, and more

This Portfolio is part of the Foreign Income Portfolios Library, a comprehensive series containing more than 100 Portfolios, which covers critical transactions and issues in international taxation. This highly-regarded resource library offers commentary on a wide range of foreign income topics including: Foreign Tax Credit, Business Operations in Italy, Business Operations in Puerto Rico, Branch ProfitsTax, Source of Income Rules, Subpart F (Controlled Foreign Corporations), Foreign Partnerships and Partners, Transfer Pricing, and more.

 

Detailed Analysis

I. The Republic of Korea: the Country, Its People, Government and Economy

II. Operating a Business in Korea

A. Foreign Investment Regulations

1. General

2. Tax Incentives

B. Currency and Exchange Controls

C. Protection of Intellectual Property Rights

D. Fair Trade and Antitrust

E. Labor Law

F. Imports and Exports

G. Securities Regulations

1. General

2. Securities Related Organizations

3. Foreign Investment in Korean Securities

4. Investment Procedures

III. Forms of Doing Business in Korea

Introductory Material

A. Agency

B. Liaison Office

C. Branch Office

D. Subsidiaries

1. Formation and Operation

2. Dissolution

3. Liquidation

4. Mergers

5. Bankruptcy and Reorganization

6. Reorganization

E. Partnerships

IV. Tax System and Principal Taxes

A. In General

1. National Taxes

2. Local Taxes

B. Administration of the Tax System

V. Taxation of Corporations

A. Domestic and Foreign Corporations

1. Corporate Entities

2. Domestic versus Foreign Corporations

B. Taxation

1. Taxation of Worldwide Income

2. Accounting Methods

a. Financial and Tax Accounting

b. Timing of Recognition of Revenue and Expenses

c. Fiscal Years

d. Reporting by Entity

e. Accounting for Leases

3. Calculation of Gross Income

4. Deductions from Gross Income

a. Summary of Business Expenses

b. Specific Deductions

(1) Depreciation, Amortization and Depletion

(2) Accrued Severance Pay and Pension Payments

(a) Severance Payments

(b) Pension Plan Payments

(3) Bad Debt Expenses

(4) Donations

(5) Entertainment Expense

(6) Foreign Exchange Gains and Losses

(7) Deferred Charges

(8) Valuation of Inventory

(9) Interest Expense

5. Taxable Income

6. Transactions between Parties in a Special Relationship

7. Capital Gains

8. Tax Credits

9. Filing and Payment

a. Corporations Required to File Tax Returns

c. Documents to Be Submitted

d. Deadline for Submission

e. Payment on Filing of Tax Returns

f. Semiannual Tax Returns

g. Special Regime for Diligent Small Companies

h. Amended Tax Returns

i. Filing of Plant Construction Contracts

10. Assessment

a. Assessment by Examination

b. Assessment by Estimation

c. Effect of Tax Adjustments on Earnings and Profits

11. Additional Taxes (Penalties)

12. Excess Earnings Tax

13. Special Rules for Mergers and Corporate Divisions

14. Consolidated Tax Return

VI. Taxation of Foreign Corporations

A. In General

B. Domestic Source Income

C. Withholding Tax Rates

VII. Taxation of Branches

VIII. Taxation of Partnerships

IX. Assets Revaluation Law

A. Introduction

B. Eligibility

C. Effects of Revaluation

D. Procedures for Revaluing Assets

X. Taxation of Individuals

A. Residence

1. Definition of a Resident

a. Domicile

b. Residence

B. Taxation of Resident Individuals

1. Taxation of Worldwide Income

a. Worldwide Income

b. Definition of Income for Resident Individuals

2. Gross Income

3. Adjusted Gross Income

4. Personal Exemptions

5. Taxable Income

XI. Taxation of Nonresident Individuals

A. Scope of Taxation

B. Domestic Source Income

C. Withholding of Tax on Payments to Nonresident Individuals

D. Tax Benefits for Individual Taxpayers

1. Tax Credits for Employees Paid in Foreign Currency

2. Income Tax Exemptions

3. Nontaxable Overseas Allowances

4. Nontaxable Housing Benefits

5. Salary Income Tax Credit

XII. Inheritance and Gift Tax

A. Introduction

1. Tax Borne by Transferee

2. Residence

B. Inheritance Tax

C. Gift Tax

D. Effect of the International Tax Coordination Law

E. Administration of Estates

1. General

2. Intestate Succession

3. Testamentary Dispositions

4. Forced Heirship

5. Ancillary Administration

6. Expatriation of Property

F. General Principles of Inheritance and Gift Tax

1. Property Subject to Tax

2. Presumed Inherited Property

3. Property Excluded from Taxable Property Subject to Inheritance and Gift Tax

a. Foreign Property

b. Property Passing to Charities

c. Casualty Losses

d. Life Insurance Proceeds

e. Retirement Benefits

4. Valuation of Property

5. Situs of Property

a. Immovables and Movables

b. Obligations

c. Stock

d. Ships and Aircraft

e. Intellectual Property

f. Business Property

6. Tax Basis

7. Computation of Tax

a. Inheritance Tax

(1) Gross Inherited Property

(2) Allowable Deductions

(a) Resident Decedents

(b) Nonresident Decedents

(3) Exemptions

(4) The Basic Tax

b. Gift Tax

c. Credits

(1) Credit for Gift Tax

(2) Credit for Timely Payment of Tax

(3) Credit for Tax on Prior Transfers

(4) Foreign Tax Credit

d. Payment of Tax in Kind

e. Fixing of Tax Liability

f. Generation-Skipping Surtax

g. Additional Tax (Penalties)

XIII. Transactions between Parties in a Special Relationship

A. Transactions in Korea between Parties in a Special Relationship

B. Cross-border Transactions between Parties in a Special Relationship

XIV. Value Added Tax Law

A. In General

B. Registration of Taxpayers

1. Taxpayers

2. Places of Business

3. Registration

C. Tax Periods

D. Taxable Transactions

1. In General

2. Supply of Goods

3. Supply of Services

4. Importation of Goods

5. Timing of Supply of Goods

6. Timing of Supply of Services

7. Place of Supply

E. Tax Rate

F. Zero Rate VAT

G. Tax Exemption

H. Tax Base

I. Value Added Tax Receipts

J. Bookkeeping

K. Filing Returns

1. In General

2. Net Value Added Tax Payable or Refundable

3. Value Added Tax Returns

L. Assessment

1. Determination of Tax

2. Additional (Penalty) Tax

3. Refunds

M. Special Rules for Small Businesses

N. Collection of Value Added Tax on Payments to Foreign Businesses

XV. Tax Special Treatment Limit Law

A. In General

B. Incentives for Small Enterprises

1. Definition of Small Enterprise

2. Tax Incentives

a. Tax-Deductible Reserve of up to 20% of Value of Assets Used for Business

b. Tax Credit for Investment

c. Tax Exemption for Establishing a Small Enterprise

d. Special Tax Exemption for Small Enterprises

C. Incentives for Research and Development of Manpower

1. Research and Manpower Development Reserves

2. Tax Credits for Research and Development of Manpower

3. Tax Credit for Facility Investment for Research and Manpower Development

4. Tax Credit for Income from Technology Transfers

5. Tax Exemption for Income from Transfers of Shares for Venture Capital Investment

6. Employee Stock Option Plan

7. Income Deduction for Venture Capital Investment

8. Tax-Deductible Investment Loss Reserve

9. Tax Exemption for Foreign Technicians

D. Cross Border Capital Transactions

1. Public Loans

2. International Banking Transactions

3. Tax Exemption for Dividends Received from Overseas Natural Resources Investment

4. Tax Deferral on Gains from Sales of International Voyage Vessels

E. Encouragement of Investment

1. Tax Credit or Additional Depreciation for Productivity Improvement Facilities

2. Investment Credits for Facilities in Environmental Protection or Security Facilities

3. Tax Credits for Temporary Investment

4. Tax-Deductible Reserves for Investment in Social Overhead Capital

5. Special Withholding Tax Rate on Interest on Social Overhead Capital Bonds

6. Temporary Special Depreciation

7. Tax Credit for Investment in Pharmaceutical Manufacturing Facilities

F. Industrial Structure Adjustment Measures

1. Capital Gains Tax Exemption on Consolidation of Small Enterprises

2. Capital Gains Tax Exemption on Conversion from Sole Proprietorship to Corporation

3. Drop-down Restructuring

4. Contribution in Kind of Company Stock

5. Assumption of Guaranteed Debt

6. Sales of Shareholder Assets

7. Donation Received

8. Resale Tax Reduction

9. Cancellation of Bank Debt in Connection with Corporate Reorganization or Composition Plan

10. Bank Debt Cancellation

11. Transfer of Company Ownership

12. Exchange of New Company's Stock

13. Venture Company Collaboration

14. Merger of Venture Company

G. Financial Institution Structure Adjustment Measures

1. Imputed Dividends and Liquidation Income

2. Sound Bank Taking over Net Liabilities of Distressed Bank

3. Corporate Restructuring Securities Investment Corporation

4. Corporate Restructuring Specialized Company

5. Securities Market Stabilization Fund

6. Financial Holding Company

7. Real Estate Investment Company

H. Benefits Granted for Balancing Growth Between Geographic Areas

1. Deferral of Income from Factory Relocation

2. Deferral of Income from Corporate Head Office Relocation

3. Tax Exemption for Enterprise Relocating Factory

4. Tax Exemption for Enterprises Entering Agri-Industrial Complex

I. Reduced Tax for Public Activities

1. Designated Cooperative Chohap Juridical Persons

2. Deductible Donations

3. Deductions for Income Generating Activities of Nonprofit Organizations

4. Tax-Deductible Reserve for Improvement of Distribution Systems

5. Deduction of Contributions to Political Parties

6. Reduction of Capital Gains for Public Projects

7. Deferral of Income Earned by Cooperatives

J. Benefits for Savings

1. Income Deductions for Personal Pension Savings

2. Tax-Free Interest on Long-Term Savings

3. Tax-Free Interest or Dividend Income Derived by Workers

4. Special Withholding Tax on Workers' Deposits

5. Long-Term Investment in Stock

6. Investment Company

K. Citizen Security Benefits

1. Lottery Income

2. No Inheritance Tax on Certain Stock

3. Investment Credit for Employee Welfare Facilities

4. Capital Gains from Transfer of Houses under Long-Term Lease Arrangements

5. Capital Gains from Transfer of Qualified Housing Units Purchased from Builder Holding Such Units as Inventory and Unable to Locate Tenant

6. Capital Gains Tax Exemption for Transfer of New Housing Units

7. Measures for Stable Laborers' Housing

L. Other Tax Benefits

1. Tax Exemption for Forest Development

2. Indirect Foreign Tax Credit

3. Tax Credit for Taxpayer Filing Returns Electronically

4. Tax Credit for Developer of Overseas Resources

M. Value-Added Tax Benefits

1. Zero Rate Transactions

2. Exemption from Value-Added Tax on Goods and Services

3. Exemption from Value-Added Tax on Imported Goods

4. Tourists

N. Individual Excise Tax, Liquor Tax, Stamp Tax and Other Taxes

O. Local Tax Exemptions

1. Registration Tax

2. Acquisition Tax

P. Tax Incentives for Foreign Investment

1. Corporation Tax on Profits Earned by Foreign-Invested Enterprises

2. Acquisition Tax, Registration Tax, Property Tax and Aggregate Land Tax

3. Customs Tax on Foreign Goods

4. Corporation Tax on Technology License Fees under Technology Inducement Agreement as Reported to and Accepted by Relevant Ministry under Foreign Capital Inducement Law

5. Income Tax on Foreign Nationals

Q. Other Special Tax Treatment

1. Tax Credit for Reporting Large Revenues

2. Nondeductible Interest on Funds Used in Investment

3. Entertainment Expenses

4. Advertising Expenses

5. Imputed Income from Rental Deposits

6. Tonnage Tax

7. Deductible Dividends of Engineering and Value-Added Telecommunication Business

8. Tax Regime for Look-through Entities

9. Tax Exemption of Income Earned from Transfer of Products in a Logistics Facility or Bonded Area

R. Limitations on Tax Incentives

1. Disallowance of Overlapping Incentives

2. Establishment of Enterprise Rationalization Reserves

S. Minimum Tax

T. Recapture

1. Disposal of Assets

2. Employee Benefit Facilities

XVI. National Tax Basic Law

Introductory Material

A. Shareholders' Secondary Tax Liability

B. Priority of the Right to Collect Taxes

C. Statute of Limitations

D. Taxpayers' Bill of Rights

E. Refund Claim

F. Electronic Documentation

XVII. Surcharges

Introductory Material

A. Education Tax

B. Inhabitant Tax

C. Agricultural and Fishery Communities Special Tax

XVIII. Land-Related Tax

XIX. Avoidance of Double Taxation

A. Tax Presence

1. Domestic Place of Business Under Korean Domestic Law

a. In General

b. Definition of Domestic Place of Business

(1) Fixed Place

(2) Agency

2. Permanent Establishment Under Korea's Tax Treaties

a. General

b. Definition of Permanent Establishment

(1) Fixed Place

(2) Construction and Installation Projects

(3) Agency

(a) Agents Who Fill Orders From a Stock of Goods

(b) Agents Who Secure Orders

(c) Brokers Who Are Not Independent Agents

(d) Insurance Agents

(4) Employers of Public Entertainers

(5) Specific Exclusions from Permanent Establishment

(6) Disregard of Corporate Relationships

B. Unilateral Measures to Avoid Double Taxation: Foreign Tax Credit

C. Bilateral Measures to Avoid Double Taxation: Double Tax Treaties

Working Papers

Table of Worksheets

Worksheet 1 Tax Rates: Corporation, Individual, Value-Added, Education, Inhabitant Tax, and Agricultural and Fishery Communities, Special Tax

Worksheet 2 Real Property - Related Tax Rates

Worksheet 3 List of Comprehensive Double Taxation Agreements and Related Protocols Signed by Korea (ROK) as of February 1, 2009

Worksheet 4 Table of Withholding Tax Rates as of February 1, 2009

Worksheet 5 1976 Korea (ROK)-United States Income Tax Treaty

Worksheet 6 Table of Useful Lives for Depreciation Purposes

Worksheet 7 Form No. 1, Report on Corporate Taxable Income and Tax Amount

Worksheet 8 Form No. 3, Reconciliation Statement of Corporate Taxable Income and Tax Amount

Worksheet 9 Form No. 4, Reconciliation Statement of Minimum Tax

Worksheet 10 Form No. 15, Summary of Reconciliation of Income

Worksheet 11 Form No. 15, Statement of Reconciliation of Revenue

Worksheet 12 Form No. 32, Reconciliation of Severance Pay Accrued

Worksheet 13 Form No. 23(A), Statement of Reconciliation of Entertainment and Other Expenses (A)

Worksheet 14 Form No. 23(B), Statement of Reconciliation of Entertainment and Other Expenses (B)

Worksheet 15 Form No. 20(2), Statement of Reconciliation of Depreciation or Intangible Assets Amortization Expenses (Straight-Line Method)

Worksheet 16 Form No. 6–11, Statement of Taxes and Public Imposts

Worksheet 17 Form No. 50(A), Statement of Reconciliation of Capital and Reserves (A)

Worksheet 18 Form No. 50(B), Statement of Reconciliation of Capital and Reserves (B)

Worksheet 19 Deemed Permanent Establishment (NTA Guideline, Kukil 46501-493, August 11, 1995)

Worksheet 20 Plant Sales (NTA Guideline, Kukil 46501-067, February 4, 1995)

Worksheet 21 Sales Income (NTA Guideline, Kukil 46510-432, July 28, 1994)

Worksheet 22 Form No. 1, Report on Calculation Method of Arm's Length Price

Worksheet 23 Form No. 2, Report of Transaction Price Adjustment

Worksheet 24 Form No. 3, Application for Advance Approval on Calculation Method

Worksheet 25 Form No. 4, Application for the Commencement of Mutual Agreement Procedures

Worksheet 26 Form No. 5, Application for Extension of the Period to which the Advance Approved Calculation Method of Arm's Length Price Applies

Worksheet 27 Form No. 6, Confirmation of the Return of the Transferred Income Amount

Worksheet 28 Form No. 7, Application for the Special Income Calculation

Worksheet 29 Form No. 8, Detailed Schedule on International Transactions

Worksheet 30 Form No. 9, Application for Extension of the Due Date for Data Submission

Worksheet 31 Form No. 10, Notice of Approval on an Extension of the Due Date for Data Submission

Worksheet 32 Form No. 11, Schedule of Overseas Investment

Worksheet 33 Form No. 12, Confirmation for the Application of the Special Rules Concerning the Statute of Limitation

Worksheet 34 Form No. 13, Applicant's Opinion Regarding the Proceeding Period of the Mutual Agreement Procedures

Worksheet 35 Form No. 14, Application for Special Suspension of Time to File (Decide) Appeal Claim

Worksheet 36 Form No. 15, Application for Special Suspension of Tax Collection

Worksheet 37 Form No. 16(1), Notice on the Closing of the Mutual Agreement Procedures Case (Use for Imposition in Korea)

Worksheet 38 Form No. 16(1), Notice on the Closing of the Mutual Agreement Procedures Case (Use for Foreign Imposition)

Worksheet 39 Form No. 17, Application for Certification of Residence for the Purpose of the Double Taxation Convention between the Republic of Korea and (_________________)

Worksheet 40 Form No. 18, Certification of Residence for the Purpose of the Double Taxation Convention between the Republic of Korea and (________________)

Worksheet 41 Form No. 19, Request for Tax Collection between Countries

Worksheet 42 Form No. 6-6(5), Schedule of Calculation of Allowable Limit of Depreciation and Depreciation Assets

Worksheet 43 Form No. 20(3), Schedule of Calculation of Allowable Limit of Depreciation

Worksheet 44 Form No. 34, Schedule of Calculation of Limit of Bad Debt Allowance and Bad Debt Expense

Bibliography

OFFICIAL

Statutes:

UNOFFICIAL

Books:

Articles:

1974

1978

1979

1980

1981

1982

1984

Robert A. Baskerville
Robert A. Baskerville, University of Washington (B.A., 1966; J.D., 1973; LL.M., 1981); member, Washington State Bar. 
Woo Taik Kim
Woo Taik Kim, Seoul National University (B.A., 1970); Columbia University (M.B.A., 1972); tax partner, Kim & Chang, Seoul; Member, Korean Institute of Tax Attorneys, Korean Institute of Certified Public Accountants, New York State Society of Certified Public Accountants, International Fiscal Association.