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INDEX
Vol. 12, Nos. 1-44 pp. 1-1086
Jan. 5 -- Nov. 16, 2009

A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z

    ECUADOR
      – Environmental remediation, Chevron successor liability for operations of Texaco, final written arguments being prepared, 465; new allegations of corruption by Ecuadorian officials surface, 842
    ELECTRICITY
      – Antitrust
      – Electrabel/CNR merger, EC fines Electrabel 20M Euro for failure to obtain authorization, 573
      – Exelon/NRG Energy hostile takeover
        – – Exelon gives up takeover bid, 708
        – – NRG may not force disclosure of intent (S.D.N.Y.), 648
        – – Shareholders not entitled to expedited proceedings on director election based on change in control triggering acceleration of debt (Del. Ch. Ct.), 361
      – United Kingdom
        – – Centrica purchase of stake in British Energy clears OFT, 779
        – – Electricite de France acquisition of British Energy cleared by EU antitrust regulators, 13
    ELECTRONIC COMMERCE
    EMPLOYEE STOCK OWNERSHIP PLANS (ESOPs)
      – Standing, plan participants lack to bring fiduciary breach claim (S.D. Fla.), 447
    ENERGY
      – Bankruptcy
        – – Crusader Energy to sell Sandridge Energy stock, 914
        – – Northeast Biofuels LP granted approval for auction of asset (Bankr. S.D.N.Y.), 321
        – – Solar Communities and Applied Solar file petition (Bankr. D. Del.), 762
      – Electricity
      – EU merger approvals
      – Germany, E.ON to purchase power plants and drawing rights from Electrabel approved by EC, 981; EC clears, 1011
      – Oil and gas
      – Taxation, stock-asset sale, Enbridge Energy used Midco transaction tax shelter to avoid tax on purchase of assets (5th Cir.), 1077
    ENFORCEMENT POLICY
    ENGLAND
    ENTERTAINMENT INDUSTRY
      – EU merger approval
      – Ticketmaster/Live Nation merger, antitrust concerns raised, 188; UK OFT refers to Competition Comm., 573
      – Vivendi/Activision merger, directors not liable for failing to obtain the best deal (Del. Ch.), 724
    ENVIRONMENT
      – Bankruptcy, Basin Water and affiliate file for protection (Bankr. D. Del.), 736
      – Canada, hazardous waste disposal, Clean Harbors acquisition of Eveready, settlement requires divestiture of Pembina Area Landfill, 732
      – Hazardous waste removal contract small business set asides, letter of intent to acquire another firm deemed disqualifying event (Fed. Cl.), 145
      – Statute of limitations, state law bars city action under common law, state statute-based claims allowed (Ind.), 103
      – Successor liability
    EQUITY FUNDS
    ERISA
      – Bank consolidations raise prohibited transactions issued, 873
      – ESOP participants lack standing to claim breach of fiduciary duty (S.D. Fla.), 447
      – Retiree health benefits
      – Severance plans
      – Shutdown benefits not ERISA-protected early retirement benefits (W.D. Pa.), 34
      – Stock buy-back at undervalued price, class action charges failure to disclose planned sale (S.D. Fla.), 676
      – Stock drop litigation
        – – Bank of Am. charged with fiduciary duty breach over Countrywide and Merrill Lynch acquisitions (S.D.N.Y.), 127; second suit filed, 307; actions consolidated, 646; settled (C.D. Cal.), 774; D.C. joins, 856
        – – Communication company integration difficulties leading to stock price decrease, breach of duty claim filed (D. Colo.), 308
        – – Macy's employee alleging concealment of merger integrating difficulties may pursue breach of fiduciary duty claims (S.D. Ohio), 821
        – – Stock market volatility not shielded by ERISA (S.D. Ohio), 170
        – – Washington Mutual employees claim for retention of stock in face of declining value to proceed (W.D. Wash.), 1003
    EU
    EU MERGER APPROVAL
      – Agricultural raw materials supplier, ForFarmers/Cefetra merger, EC approves, 497
      – Air transportation
        – – Aeroports de Paris and Nuance Group joint venture cleared by EC, 38
        – – Agusta and CAE Aviation Training/Rotorsim, EC clears, 222
        – – Automated handling systems, SHV Holding/ERIKS merger, EC approves, 756
        – – Iberia Lineas Aereas de Espana/Vueling Airlines and Clickair, EC approves, 60
        – – Lufthansa acquisition of British Midland approved by EC, 496
        – – Lufthansa/SB Brussels Airlines takeover, EC clears subject to route changes, 630
        – – Maintenance services, Rolls-Royce and Mubadala Investments joint venture authorized, 177
        – – Noise management services, Spectris/Lochard approved by OFT, 153
      – Alcoholic beverages, Lion Capital and Central European Distribution acquisition of CJSC Russian Alcohol Group, EC clears, 910
      – Auto parts manufacturers
        – – Daimler and Evonik Industries/Li-tec Vermogensverwaltungs, EC clears, 200
        – – Delphi, EC approves purchase by GM, 960
        – – GM/ Delphi Steering Bus., EC clears, 428
        – – Gonvarri Russia and Severstal joint venture authorized by EC, In Brief, 982
        – – Magna purchase of Cadence Innovation authorized by EC, 473
        – – MD Investors/Metaldyne, EC clears, In Brief, 936
        – – Schaeffler/Continental merger authorized by EC, 13
      – Banking
        – – Assets management, BlackRock/Barclays Global Investors merger, EC authorizes, 910
        – – Banco Santander and Lufthansa AirPlus Servicekarten acquisition of Diners Club Spain, EC clears, 15
        – – Banque Federative du Credit Mutruel acquisition of Monabanq cleared by EC, 882
        – – Banque Populaire/Caisse d'Epargne merger approved, 633
        – – Credit Agricole acquisition of Caceis, EC Approves, In Brief, 660
        – – Credit Mutual/Cofidis merger, EC authorized, 198
        – – GE/Mubadala joint venture clears EC, In Brief, 544
        – – Goldman Sachs Group/Constellation Energy Commodities Group merger, EC clears, 200
        – – Intesa San Paolo and Reno de Medici joint control of Manucor approved by EC, In Brief, 982
        – – Private equity firms, Bridgepoint Capital Group bid for Hermes private Equity Directs cleared by EC, In Brief, 473
      – Broker-dealers
        – – Alto Fund acquisition of Carnegie Investment Bank and Max Matthiessen Holding, EC clears, In Brief, 316
        – – IPC Fund, OCM Principal Opportunities Fund and Oaktree Funds acquisition of Chesapeake Corp. and subsidiaries, EC clears, In Brief, 316
      – Chemicals
        – – Access Industries Group and ProChemie Holding acquisition of LyondellBasell Industries, EC approves, 602
        – – Arsenal Capital Partners/DSM Special Products, EC approval subject to divestiture of benzoic acid production, 60
        – – Intl. Petroleum Investment acquisition of NOVA approved by EC, In Brief, 473
        – – Resin producers, Arizona Chemical/Abieta Chemie, EC approves, 113
      – Construction industry
        – – Doprastav/Ceskomoravsky Beton joint venture authorized, 153
        – – Dragados/Pol-Aqua, EC clears, In Brief, 884; 936
        – – Strabag and Kemna Bau Andreae joint acquisition of Hermann Wellman Tiebau, EC clears, 270
      – Cosmetics and health care products, Johnson & Johnson/Vania and Polive, EC clears, 177
      – Cruise ship lines, Carnival/Costa Crociere joint venture cleared, 153
      – Electronics
        See also Information technology, this heading
        – – Computer hard drives, Toshiba acquisition of Fujitsu, EC authorizes, 473; Asian countries approve, 884
        – – Hitachi/Hitachi Koki merger, EC approves, 200
        – – Koninklijke Philips Electronics/Saeco Intl. Group merger, EC clears, 706
      – Energy
        See also Oil and gas, this heading
        – – Acciona Energia Internacional and Mitsubishi acquisition of Amper Central Solar, EC approves, 733
        – – Bosch acquisition of Aleo Solar and Johanna Solar Tech cleared, In Brief, 910
        – – CEZ/Akkok Sanayi Yatirim ve Gelistirme merger, EC clears, 200
        – – Dong Energy/Kom-Strom, EC approves, 884
        – – EDF Intl. and Energie Baden-Wurttemberg, joint acquisition of Elektrownia Rynik approved by EC, 270
        – – Electrabel Intl. Holding and GEK SA joint acquisition of Heron Thermoelectric, EC clears, 376
        – – Electricite de France acquisition of British Energy cleared by EU antitrust regulators, 13
        – – E.ON to purchase power plants and drawing rights from Electrabel approved by EC, 981; EC clears, 1011
        – – Itochu, Enolia, Mitsubishi joint venture cleared by EC, 634
        – – Mytilineos Holdings and Motor Oil (Hellas) Corinth Refineries joint acquisition of Corinthos Power, EC clears, 314
        – – Q-Cells, Good Energies Investments, and NorSun joint control of Sunfilm authorized, 576
        – – RREEF Pan-European Infrastructure Fund, acquisition of Bahia De Bizkaia Gas approved, 1034
        – – Vattenfall, Nuon Energy acquisition approved subject to divestitures, 632
      – Entertainment
        – – GE, News Corp. and Disney acquisition of Hulu approved, 631
        – – NBC Universal, De Agostini Communications and IMI Investimenti joint purchase of Cattleya cleared by EC, 222
      – Equity funds
        – – Fortis Private Equity Holding bid for Kuiken cleared, 732
        – – NPM Capital and Fortis Private Equity Holding joint acquisition of Helvoet Holding approved by EC, 634
      – Food industry
        – – Chocolate, Archer Daniels Midland/Schokinag, EC clears, 517
        – – Glide Buy Out Fund acquisition of Plukon Royale cleared by EC, 270
        – – Perdigao/Sadia merger, EC approves, In Brief, 660
        – – Raw materials supplier, ForFarmers/Cefetra merger, EC approves, 497
      – Health care, Abbott Laboratories/Advanced Medical Optics merger, EC clears, 200
      – Information technology
        See also Telecommunications, this heading
        – – BAE Systems/BVT Surface Fleet, EC clears, In Brief, 1080
        – – Fujitsu/Fujitsu Siemens Computers, EC approves, 14
        – – Infineon Technologies and LS Industrial System acquisition of LS Power Semitech approved by EC, In Brief, 982
      – Insurance and pension products, Aegon Spanje and Caja de Ahorros y del Monte de Piedad de Navarra joint acquisition of CAN Soluciones de Salud, EC clears, 14
      – Insurance, PartnerRe/Paris Re Holding, EC clears, In Brief, 910
      – Mail and postal service
        – – Sweden and Danish operator merger approval subject divestments, 426
        – – TNT Post Holding Deutchland and Georg von Holtzbrinck joint venture, EC approves, In Brief, 936
      – Manufacturing
        – – Batteries, Panasonic acquisition of Sanyo, EC approves subject to divestiture, 934
        – – GE and Safran acquisition of General Electric Homeland Protection, EC approves, In Brief, 660
        – – Industrial boilers, Bosch Thermotechnik/Loos, EC authorizes, 705
      – Metals
        – – Alcoa/Elkem Aluminium, EC authorizes, 222
        – – Magnesium and aluminum, investment firms joint control of HAG approved, 634
        – – Steel
          – – – ArcelorMittal/Noble European Holdings, EC clears, 680
          – – – Gonvarri Russia and Severstal joint venture authorized by EC, In Brief, 982
          – – – Salzgitter/Norddeutsch Affinerie, EC clears, 15
      – Motor vehicles
        See also Auto parts manufacturers, this heading
        – – Mobile electronics and transportation systems, Platinum Equity/Delphi merger authorized, 757
        – – Rental, sales, and repair services, Mapfre and Grupo Salvador Caetano joint acquisition of Choice Car-Comercio de Automoveis, Guerin-Rent-A-Car, and Luso Assistrencia-Gestao de Acidentes, EC clears, 454
        – – Shipping and logistics, BLG Italia/International Car Operators merger, EC authorizes, 732
        – – Volkswagen and Fleet Investments joint acquisition of LeasePlan, EC clears, 800
      – Music industry, Bertelsmann and Kohlberg Kravis Robert joint venture, EC authorizes, 883
      – Oil and gas
        See also Energy, this heading
        – – Centrica acquisition of Venture Production clears EC, 852
        – – Cooperative KazMunaiGaz and Kuraisian Energy Holdings, joint acquisition of JSC Magistaumunaigaz, EC clears, 681
        – – Diester Industrie acquisition of Oleon, EC authorizes, 85
        – – Eni not to challenge required sale of Livorno refinery, 153
        – – ENI/TEC merger, EC approves, In Brief, 884
        – – F2i Fondi Italiani and Finavias joint control of ENEL Rete Gas, EC approves, 733
        – – Intl. Petroleum Inv. and OMV Aktiengesellschaft joint acquisition of NOVA Chemicals approved by EC, In Brief, 1037
        – – OAO Lukoil acquisition of Dow Refinery Business of Netherlands, EC clears, 758
        – – OJSC Sibur Holding acquisition of CITCO Waren-Handelsgesellschaft, Citco Holdings, and Westin Trading approved, 634
        – – StatoilHydro and St1 joint acquisition of St1Avifuels, EC approves, 14
      – Packaging materials, Intesa San Paolo and Reno de Medici joint control of Manucor approved by EC, In Brief, 982
      – Pharmaceutical companies
        – – GlaxoSmithKline acquisition of Stiefel Laboratories, EC approves, 733
        – – Lonza and Teva Pharmaceuticals joint venture, EC approves, 497
        – – Novartis/Ebewe SpezialPharma merger, EC clears, 910
        – – Otsuka Pharmaceutical/Nardobel merger authorized, 153
        – – Pfizer to acquire Wyeth, 114; merger to result in 19K workforce reduction, 128; watchdog group urges FTC to consider effects on drug innovation, 359; EC to investigate, 541; EC clears subject to divestitures, 704
        – – Sanacorp Pharmahandel/V.D. Linde, EC clears, 269
        – – Sanofi-Aventis/Merial, EC approves, In Brief, 884
        – – Sanofi-Aventis/Zentiva, EC requires divestment, 151
        – – Teijin Pharma and Laboratorios del De. Esteve, joint control of Oximeplus authorized, 87
        – – Teva Pharmaceuticals Industries/Barr Pharmaceuticals, EC approves, 14
      – Plastics, Blackfriars/Vink Holdings merger, EC clears, 153
      – Publishing, 3i and H.I.G. joint acquisition of Volnay authorized, In Brief, 802
      – Railroads
        – – Bus and rail services, Societe Nationale des Chemin de fer Francais and Caisse de Depot et de Placement du Quebec merger, EC refers to French Competition Authority, 1061
        – – Deutsch Bahn/PCC SE logistics operations, EC approves, 601
        – – Porterbrook Leasing, joint control by 4 investors approved by EC, 152
      – Shipping
        – – A.P. Moeller-Maersk/Brostrom merger, EC approves, 85
        – – Automated ship control systems, ABB and Fincantieri joint venture approved, 472
        – – Automobiles, BLG Italia/International Car Operators merger, EC authorizes, 732
        – – DSV and Vesterhavet joint acquisition of DFDS, deal canceled after EC opens investigation, 601
        – – Euroports Holding/Benelus Port Holding merger, EC clears, 853
        – – Hutchison Whampoa and Evergreen Group joint acquisition of Taranto Container Terminal, EC approves, 15
        – – Jysk Stalindustrie/Volgo Balt Transport Holding merger cleared, 153
        – – Mauser Holding Intl. and Reyde, EC approves joint venture, 87
      – Telecommunications
        – – Belgacom purchase of BICS and MTN approved by EC, 1034
        – – Carphone Warehouse Group acquisition of Tiscali UK authorized by EC, 657
        – – Sony/Seiko Epson liquid crystal display division, EC authorizes, 908
      – Toll roads
        – – Altantia and Acciona/Itinere, EC authorizes, 222
        – – Societa Iniziative Autostradalie Servizi and Acciona acquisition of 5 Chilean toll motorways approved, In Brief, 660
      – Water and waste water management, Veolia Eau purchase of Lyonnaise des Eaux subsidiaries, EC clears, 757
      – Wood products, Votorantium Group/Aracruz Celulose, EC clears, 426
    EUROPEAN UNION (EU)
      See also specific countries
      – Accounting, fair value rules
      – Antitrust
        – – EC report highlights 2008 accomplishments, 802
        – – EU merger review procedures, EC issues favorable report, 600
        – – Omya/J.M. Huber merger, EC authorized to suspend investigations (EU Ct. First Instance), 131
        – – Regulator's flawed denial of merger may lead to compensation, 131; penalty overturned, regulators ordered to pay legal costs (ECJ), 705
      – Automaker Opel rescue plan
      – Bank bailouts, long-term criteria to be used to determine survivability re shutdown outlined, 731
      – Economic crisis response by EC praised by Competition Comm'r, 935
      – Hedge funds and private equity firms, EC seeks to regulate, 218; legislation proposed, 424; draft draws criticism, 656; lobbying pressure intensifies, 730; U.S. strongly criticizes, 853
      – Oracle/Sun Microsystems takeover, antitrust probe launched, 850; EC rejects Oracle criticism, expresses displeasure with DOJ approval, 1080
      – Spain ordered to end goodwill tax break, 1033
    EXCHANGES
    EXECUTIVE COMPENSATION
      – Bank CEOs, report critical of pay, calls for government actions, 854
      – Bank of Am. CEO to return 2009 pay, 996
      – Bank of Am./Merrill Lynch merger
        – – N.Y. AG subpoenas Bank of Am. head and Merrill Lynch former CEO, 100; TARP inspector general and N.Y. Attorney general to coordinate investigation, 190; subpoenas served, 208; AG and Frank (D-Mass) urge CEO to name recipients, 230; BoA not entitled to intervene in action against Merrill Lynch CEO (N.Y. Sup. Ct.), 280; N.Y. AG warns BoA to disclose legal advise on which privilege based, 837; SEC IG to investigate use of federal funds to pay penalty, 871; House Oversight Comm. to receive most documents, 897; CEO retirement not to affect investigation, 921; privilege waived, 975; documents released to House panel, 1001
        – – SEC and Treasury asked by legislators for details on use of TARP funds, 336
        – – SEC reviewing Bank of Am. shareholder disclosures, 363; SEC and BoA settlement rejected (S.D.N.Y.), 750; court criticizes agreement, 816; SEC defends, 839; House panel to question SEC and FDIC chairs, 866; SEC and BoA settlement formally rejected (S.D.N.Y.), 870; parties indicate readiness for Feb. 1 trial, 899; decision not to change SEC case resolution process, 925; SEC amends complaint, 1025
      – Board self-issued shares as compensation for personal guaranties during firm financial crisis upheld (1st Cir.), 999
      – Carried interest
        See LEGISLATION, FEDERAL, HR 1935
      – Deferred compensation, Treasury purchase of equity interests in financial institutions not change in control for §409A purposes, 537
      – Gross-up policies modified in response to economy and investor concerns, 932
      – Lobbying, TARP inspector general asked to investigate use of funds against bonus legislation, 366
      – Reform
        – – Franks (D-Mass) promises action by end of July, 696
        – – Pelosi (D-Cal) and Franks (D-Mass) urge Geitner to ensure executives not disproportionately rewarded, 770
      – Severance benefits
      – TARP recipients, limits proposed at selected firms, 995; consistency with §409A and 457A needed, 1029
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