Portfolio 75-1st: Stock Options and Other Equity-Based Compensation Arrangements

Wks. 1 XYZ, Inc. Stock Option and Restricted Stock Plan

Wks. 2 Board of Directors Resolutions to Adopt Stock Option and Restricted Stock Plan

Wks. 3 Summary Plan and Section 10(a) Prospectus for Stock Option and Restricted Stock Plan

Wks. 4 XYZ, Inc. Employee Stock Purchase Plan

Wks. 5 Stock Option Grant and Exercise Procedures *

Wks. 6 Internal Revenue Code § 83 (Property Transferred in Connection with Performance of Services)

Wks. 7 Internal Revenue Code § 422 (Incentive Stock Options)

Wks. 8 Internal Revenue Code § 423 (Employee Stock Purchase Plans)

Wks. 9 Section 16 of the Securities Exchange Act of 1934

Wks. 10 Rule 16b-3 — Employee Benefit Plan Transactions

Wks. 11 Rule 701—Exemption for Offers and Sales of Securities Pursuant to Certain Compensatory Benefit Plans and Contracts Relating to Compensation

Wks. 12 New York Stock Exchange Listed Company Manual—§ 303A(8)

Wks. 13 American Stock Exchange Guide Shareholders' Approval (§§710–713) *

Wks. 14 National Association of Securities Dealers Manual—Rules 4310(c)(17) and 4350(i)

Wks. 15 Teachers Insurance and Annuity Association—College Retirement Equities Fund Policy Statement on Corporate Governance (Excerpt Concerning Stock Compensation)

Wks. 16 Section 402: Prohibition on Personal Loans to Executives