Portfolio 83-2nd: Shareholder Proposals

Wks. 1 Section 14(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78n(a))

Wks. 2 Shareholder Proposals (17 C.F.R. §240.14a-8)

Wks. 3 National Securities Markets Improvement Act of 1996, Pub. L. No. 104-290, §510(b)

Wks. 4 Report on Shareholder Proposals Under Section 510(b) of the National Securities Markets Improvement Act of 1996

Wks. 5 Evolution of Shareholder Proposal Rules

Wks. 6 Frequently Asked Questions Regarding Rule 14a-8

Wks. 7 General Motors Corp., SEC No-Action Letter (Feb. 19, 2008) [Corporation May Exclude Shareholder Proposal from Its Proxy Materials]

Wks. 8 ExxonMobil Corp., SEC No-Action Letter (March 19, 2008) [Corporation May Not Exclude Shareholder Proposal from Its Proxy Materials]

Wks. 9 Examples of Procedural Deficiency Letters

Wks. 10 Schedule of Actions for Annual Meeting Concerning Shareholder Proposals

Wks. 11 Sample Bylaw Provision That Requires Advance Notice of Shareholder Proposals

Wks. 12 Exchange Act Release No. 12,598 (July 7, 1976)

Wks. 13 Exchange Act Release No. 12,599 (July 7, 1976)

Wks. 14 Exchange Act Release No. 12,999 (Nov. 22, 1976)

Wks. 15 Exchange Act Release No. 39,093 (Sept. 18, 1997)

Wks. 16 Exchange Act Release No. 40,018 (May 21, 1998)

Wks. 17 Exchange Act Release No. 48,626 (Oct. 14, 2003)

Wks. 18 Exchange Act Release No. 56,160 (July 27, 2007)

Wks. 19 Exchange Act Release No. 56,161 (July 27, 2007)

Wks. 20 Exchange Act Release No. 56,914 (Dec. 6, 2007)

Wks. 21 U.S. Securities and Exchange Commission, Division of Corporation Finance: Staff Legal Bulletin No. 14 (July 13, 2001)

Wks. 22 U.S. Securities and Exchange Commission, Division of Corporation Finance: Staff Legal Bulletin No. 14A (July 12, 2002)

Wks. 23 U.S. Securities and Exchange Commission, Division of Corporation Finance: Staff Legal Bulletin No. 14B (Sept. 15, 2004)

Wks. 24 U.S. Securities and Exchange Commission, Division of Corporation Finance: Staff Legal Bulletin No. 14C (June 28, 2005)

Wks. 24A U.S. Securities and Exchange Commission, Division of Corporation Finance: Staff Legal Bulletin No. 14D (Nov. 7, 2008)

Wks. 25 SEC v. Transamerica Corp., 67 F. Supp. 326 (D. Del. 1946)

Wks. 26 SEC v. Transamerica Corp., 163 F.2d 511 (3d Cir. 1947)

Wks. 27 New York City Employees' Ret. Sys. v. SEC, 843 F. Supp. 858 (S.D.N.Y. 1994)

Wks. 28 New York City Employees’ Ret. Sys. v. SEC, 45 F.3d 7 (2d Cir. 1995)

Wks. 29 American Federation of State County and Municipal Employees, Employees Pension Plan v. American International Group, Inc., 361 F. Supp. 2d 344 (S.D.N.Y. 2005)

Wks. 30 American Federation of State, County & Municipal Employees, Employees Pension Plan v. American International Group, Inc., 462 F.3d 121 (2d Cir. 2006)

Wks. 31 CA, Inc. v. AFSCME Employees Pension Plan, 953 A.2d 227 (Del. 2008) (including Securities and Exchange Commission Certification of Questions of Law to the Supreme Court of the State of Delaware dated June 27, 2008)

Wks. 32 Amalgamated Clothing and Textile Workers Union v. Wal-Mart Stores, Inc., 54 F.3d 69 (2d Cir. 1995)

Wks. 33 Amalgamated Clothing and Textile Workers Union v. Wal-Mart Stores, Inc., 821 F. Supp. 877 (S.D.N.Y. 1993)

Wks. 34 Dyer v. SEC, 290 F.2d 541 (8th Cir. 1961)

Wks. 35 Gen. DataComm Indus., Inc. v. State of Wisconsin Inv. Bd., 731 A.2d 818 (Del. Ch. 1999)

Wks. 36 Grimes v. Centerior Energy Corp., 909 F.2d 529 (D.C. Cir. 1990)

Wks. 37 New York City Employees’ Ret. Sys. v. Dole Food Co., Inc., 969 F.2d 1430 (2d Cir. 1992)

Wks. 38 Peck v. Greyhound Corp., 97 F. Supp. 679 (S.D.N.Y 1951)

Wks. 39 Roosevelt v. E.I. Du Pont de Nemours & Co., 958 F.2d 416 (D.C. Cir. 1992)

Wks. 40 SEC v. Med. Comm. for Human Rights, 404 U.S. 403 (1972)

Wks. 41 Other Cases Dealing with Shareholder Proposals