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Major Topics Covered
Accounting
Antifraud
Arbitration
Broker-dealer regulations
Corporate governance
Derivatives
Disciplinary actions
Disclosure
Enforcement activities
Financial statement preparers
Global markets
Insider trading
Investment advisers
International developments
Jurisdiction
Market regulation
Municipal securities
Political contributions
Mutual funds
PSLRA
Securities litigation reform
Self-regulatory organizations
Soft dollars and related issues
Securities Regulation & Law Report
Details
What this service is:
Be alert to federal and state developments in the regulation of securities and futures trading and accounting, with objective coverage of the Securities and Exchange Commission, Commodity Futures Trading Commission, industry, courts, and Congress.
What it helps you do:
Track legislative and regulatory proposals and actions affecting securities laws, futures regulation, accounting issues, and related matters.
Be prepared to react quickly to changes in policy. Track congressional hearings and debates, and be aware of the views of leaders in the public and private sectors.
Understand decisions issued by courts and administrative agencies. Follow federal and state civil and criminal court proceedings.
Ensure compliance with complex requirements. Comprehensive, up-to-date information on SEC and CFTC regulations and FASB actions enables you to advise clients and colleagues with confidence.
Review summaries of key No-Action and Interpretive Letters, full text of selected documents, interviews with key officials, and coverage of relevant state developments.
Cut your reading time. Find out about the most important developments in your field every week, without having to wade through unrelated material.
Integrate new case strategies and theories into your practice.
Accurately prepare or review proxy materials, financial statements, and other annual meeting materials filed with the SEC.
Reap the advantages of BNA's 30 years of expertise. Our experienced lawyer-editors bring a thorough understanding of the profession to in-depth analyses of significant cases, trends, and other developments.
Product Structure
Notification: current reports providing news and developments
Formats and Frequency
Print and Web notification formats are issued and available weekly. Print current reports are indexed quarterly, cumulating annually. Web current reports are archived to 2/02/1996. E-mail summaries, providing the highlights and table of contents for each report, with URLs to full text articles and documents are also available.