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Securities Law News and Analysis

With Bloomberg BNA's securities law publications, you will be among the first to know of developments in the regulation of securities and futures trading and accounting, with objective coverage of the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), financial services industry, federal and state courts, and Congress. Stay on top of the latest issues involving compliance with complex securities laws and SEC and CFTC regulations.

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Broker/Dealer Compliance Report provides comprehensive coverage of the industry and vital practical information help you ...
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Securities Law Daily provides daily coverage of developments in the regulation of federal, state, and international secu ...
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Prompt reporting on federal, state, and international developments in the regulation of securities and futures trading, ...
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World Securities Law Report informs you of developments in the regulation of transactions involving securities around th ...
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Corporate Practice Series Portfolio No. 68, Beneficial Ownership Reporting: Schedules 13D and 13G, provides a comprehens ...
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Corporate Practice Series Portfolio No. 60-2nd, Initial Public Offerings, examines the transactional aspects and regulat ...
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Corporate Practice Series Portfolio No. 15-4th, Inside Information: Prevention of Abuse, addresses the obligations of a ...
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Corporate Practice Series Portfolio No. 58-3rd, Regulation S: The Safe Harbor for Offshore Securities Transactions, anal ...
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Corporate Practice Series Portfolio No. 46-3rd, Resales of Restricted Securities Under SEC Rules 144 and 144A, describes ...
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Corporate Practice Series Portfolio No. 83-3rd, Shareholder Proposals, examines the mechanics of Securities Exchange Act ...
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Corporate Practice Series Portfolio No. 19-3rd, The Sale of Corporate Control, analyzes the transfer for consideration o ...
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Corporate Practice Series Portfolio No. 77-4th, The SEC Enforcement Process: Practice and Procedure in Handling an SEC I ...
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Corporate Practice Series Portfolio No. 7-3rd, Corporate Stock Repurchases and Going Private, summarizes the basic legal ...
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Corporate Practice Series Portfolio No. 44-4th, Securities Law Aspects of Employee Benefit Plans, deals with the registr ...
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What this service is:  Bloomberg BNA's Corporate Law Resource Center SM  provides essential insights to help you ...