SUBSCRIPTION

Securities Regulation & Law Report

Bloomberg BNA’s Securities Regulation & Law Report™ provides coverage of federal and state developments in the regulation of securities and futures trading and accounting with unbiased coverage of the courts, Congress, and agencies.

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Legal Subscriptions

OVERVIEW

EXPERT NEWS & COMMENTARY

Track legislative and regulatory proposals with prompt reporting on federal, state, and international developments in the regulation of securities and futures trading, with objective coverage of the Securities and Exchange Commission, Commodity Futures Trading Commission, federal and state courts, and Congress.

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TRUSTED LEGAL ANALYSIS

Reap the advantages of Bloomberg BNA's 30 years of expertise. Our experienced lawyer-editors bring a thorough understanding of the profession to in-depth analyses of significant cases, trends, and other developments.


TOPICS COVERED

  • Antifraud
  • Arbitration
  • Broker-dealer regulation
  • Capital formation
  • Corporate governance
  • Derivatives
  • Disciplinary actions
  • Disclosure
  • Enforcement  activities
  • Futures
  • Hedge funds
  • Insider trading
  • Investment advisers
  • Market regulation
  • Municipal securities
  • Mutual funds
  • Officers and directors
  • Self-regulatory organization rules enforcement
Key Laws and Regulations
  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Investment Company Act of 1940
  • Investment Advisers Act of 1940
  • Dodd-Frank Wall Street Reform & Consumer Protection  Act
  • JOBS Act
  • Private Securities Litigation Reform Act
  • Securities Litigation Uniform Standards Act
  • Securities Law Enforcement
  • Remedies Act
  • Sarbanes-Oxley Act
  • Foreign Corrupt Practices Act
  • Commodity Exchange Act

SPECIFICATIONS

Product Structure

Notification: current reports providing news and developments.

Formats and Frequency

Print and web notification formats are issued and available weekly. Print current reports are indexed quarterly, culminating annually. Web current reports are archived to 02.02.1996. 
Email summaries, providing the highlights and table of contents for each report, with links to full-text articles and documents, are available for all web subscribers.