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Securities Regulation & Law Report™

Product Code: SRLN21
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What this service is:

Prompt reporting on federal, state, and international developments in the regulation of securities and futures trading, with objective coverage of the Securities and Exchange Commission, Commodity Futures Trading Commission, federal and state courts, and Congress.

What it helps you do:

  • Track legislative and regulatory proposals and actions affecting securities laws, futures regulation, corporate and accounting issues, and related matters.
  • Be prepared to react quickly to changes in policy. Track congressional hearings and debates, and be aware of the views of leaders in the public and private sectors.
  • Understand decisions issued by courts and administrative agencies. Follow federal and state civil and criminal court proceedings.
  • Ensure compliance with complex requirements. Comprehensive, up-to-date information on SEC and CFTC regulations and FASB actions enables you to advise clients and colleagues with confidence.
  • Review summaries of key No-Action and Interpretive Letters, interviews with key officials, and coverage of relevant state developments.
  • Access valuable BNA Insights authored by leading experts and practitioners on critical issues affecting securities and futures law.
  • Cut your reading time. Find out about the most important developments in your field every week, without having to wade through unrelated material.
  • Stay informed about key developments in the EU, Japan, and China.
  • Reap the advantages of Bloomberg BNA's 30 years of expertise. Our experienced lawyer-editors bring a thorough understanding of the profession to in-depth analyses of significant cases, trends, and other developments.
Product Structure

Notification: current reports providing news and developments

Formats and Frequency

Print and web notification formats are issued and available weekly. Print current reports are indexed quarterly, cumulating annually. Web current reports are archived to 2/02/1996. E-mail summaries, providing the highlights and table of contents for each report, with links to full-text articles and documents, are available for all web subscribers.

  • Antifraud
  • Arbitration
  • Broker-dealer regulations
  • Corporate governance
  • Dodd-Frank
  • Derivatives
  • Disciplinary actions
  • Disclosure
  • Enforcement activities
  • Financial statement preparers
  • Global markets
  • Insider trading
  • Investment advisers
  • International developments
  • Jurisdiction
  • Market regulation
  • Municipal securities
  • Mutual funds
  • Securities litigation
  • Self-regulatory organizations