APA Congress Coverage 2013

Variations in Countries’ Laws Complicate Payroll for Equity Awards

Tuesday, May 7, 2013

Employers that have employees in multiple countries should be aware of the different ways in which countries treat equity awards for income tax and social tax purposes, KPMG LLP representatives said May 7 at the 2013 American Payroll Association Congress in Grapevine, Texas.

In terms of how equity awards are treated for payroll purposes, "the treatment that you see around the world is not always consistent with what you may be used to from a U.S. perspective," said Patrick Landers, CPP, tax managing director for KPMG's International Executive Services practice.

From a payroll perspective, understanding how equity awards are treated differently in different countries includes knowing different countries' reporting requirements for taxable amounts and tax withholding, its timing requirements for reporting, and knowing whether liability for taxable portions of the awards falls on the employer, employee, or both, said Nita Patel, a senior manager with KPMG.

Recognizing national differences in whether equity awards are taxable when granted, vested, or exercised is particularly crucial, Patel said.

About 70 countries have laws for equity award taxation, but more than 100 countries address equity awards within general income and social tax laws. In recent years, many countries have modified their tax laws with regard to equity awards, Patel said.

For example, France implemented a withholding tax in 2011that is specifically for restricted stock units exercised by nonresidents, Patel said.

Many countries are becoming increasingly sophisticated about tracking when an equity award is granted so that taxable portions of the awards can be acquired when the awards are later vested or exercised, even if the employees to whom the awards were granted work or live in other countries, Landers said.

The United States has income tax treaties with many countries, which provides relief from double taxation on income by the United States or by the country that is party to the treaty.

However, employers should be aware in determining overall taxability of equity awards that fewer agreements exist with regard to preventing double taxation for social taxes that fund programs such as Social Security in the United States or its equivalent in another country.

Because some countries have higher social tax rates than the 6.2 percent rate payable by employers and employees for Social Security and because some countries do not have a limit on taxable wages to satisfy the social tax, unlike the Social Security taxable wage base ($113,700 for 2013), employers should keep track of the current location of employees who were granted equity awards that are not yet vested or exercised, as well as how much time has passed since the award was granted, to better anticipate tax liabilities, Landers said.

For more information, see BNA's new International Payroll Decision Support Network.

By Howard Perlman

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