Bloomberg Law®, an integrated legal research and business intelligence solution, combines trusted news and analysis with cutting-edge technology to provide legal professionals tools to be...
Sept. 30 --The Commodity Futures Trading Commission issued a final order Sept. 30 stating that it will continue to process, review and act on certain filing obligations in the event of a government shutdown Oct. 1.
Those filings include financial reports of futures commission merchants, introducing brokers and retail foreign exchange dealers, risk-assessment reports; reports of accountants; capital requirements filings; current books and records filings; clearinghouse reports and emergency rule certifications.
These filings, the commission said in a Federal Register notice, “relate to the commission's obligation to protect the safety of human life or property even during a lapse of appropriations.”
At the same time, the commission said it would be extending any comment period that expires during a shutdown. The extension would be effective until one business day after the commission resumes full operations.
The commission previously said that “the vast majority of the agency's operations” would cease in the event of an Oct. 1 shutdown . The agency said 28 staffers would offer “a bare minimum level of oversight and surveillance” of futures markets, clearing operations, and intermediaries.
All Bloomberg BNA treatises are available on standing order, which ensures you will always receive the most current edition of the book or supplement of the title you have ordered from Bloomberg BNA’s book division. As soon as a new supplement or edition is published (usually annually) for a title you’ve previously purchased and requested to be placed on standing order, we’ll ship it to you to review for 30 days without any obligation. During this period, you can either (a) honor the invoice and receive a 5% discount (in addition to any other discounts you may qualify for) off the then-current price of the update, plus shipping and handling or (b) return the book(s), in which case, your invoice will be cancelled upon receipt of the book(s). Call us for a prepaid UPS label for your return. It’s as simple and easy as that. Most importantly, standing orders mean you will never have to worry about the timeliness of the information you’re relying on. And, you may discontinue standing orders at any time by contacting us at 1.800.960.1220 or by sending an email to firstname.lastname@example.org.
Put me on standing order at a 5% discount off list price of all future updates, in addition to any other discounts I may quality for. (Returnable within 30 days.)
Notify me when updates are available (No standing order will be created).
This Bloomberg BNA report is available on standing order, which ensures you will all receive the latest edition. This report is updated annually and we will send you the latest edition once it has been published. By signing up for standing order you will never have to worry about the timeliness of the information you need. And, you may discontinue standing orders at any time by contacting us at 1.800.372.1033, option 5, or by sending us an email to email@example.com.
Put me on standing order
Notify me when new releases are available (no standing order will be created)