Jay Clayton begins his first full week as Securities and Exchange Commission chairman May 8 and will give public remarks to open an advisory committee meeting later in the week.
The SEC’s Small and Emerging Companies Advisory Committee will meet at agency headquarters May 10, and Clayton’s statement there could be his first in public since his confirmation to lead the agency.
The committee will address small offering underwritings, the small-cap stock tick size pilot program and enforcement priorities, according to the agenda.
SEC Investor Advocate Rick Fleming also will talk in Washington at the North American Securities Administrators Association 2017 Public Policy Conference May 9.
In New York, SEC Commissioner Michael Piwowar, Division of Economic and Risk Analysis acting Director Scott Bauguess and Fleming will take part in a forum on the U.S. initial public offering market May 10. The commission and New York University’s Salomon Center for the Study of Financial Institutions are hosting the event.
Acting Commodity Futures Trading Commission Chairman J. Christopher Giancarlo will deliver the keynote address to the International Swaps and Derivatives Association’s annual conference in Lisbon, Portugal, on May 10. His chief of staff, Mike Gill, will join a panel that same day to discuss technology and innovation in derivatives markets.
Amir Zaidi, director of the CFTC’s Division of Market Oversight, will discuss the derivatives regulatory landscape as part of a panel at a Securities Industry and Financial Markets Association conference May 10 in Boca Raton, Fla.
To contact the editor responsible for this story: Michael Ferullo at MFerullo@bna.com
Copyright © 2017 The Bureau of National Affairs, Inc. All Rights Reserved.
All Bloomberg BNA treatises are available on standing order, which ensures you will always receive the most current edition of the book or supplement of the title you have ordered from Bloomberg BNA’s book division. As soon as a new supplement or edition is published (usually annually) for a title you’ve previously purchased and requested to be placed on standing order, we’ll ship it to you to review for 30 days without any obligation. During this period, you can either (a) honor the invoice and receive a 5% discount (in addition to any other discounts you may qualify for) off the then-current price of the update, plus shipping and handling or (b) return the book(s), in which case, your invoice will be cancelled upon receipt of the book(s). Call us for a prepaid UPS label for your return. It’s as simple and easy as that. Most importantly, standing orders mean you will never have to worry about the timeliness of the information you’re relying on. And, you may discontinue standing orders at any time by contacting us at 1.800.960.1220 or by sending an email to email@example.com.
Put me on standing order at a 5% discount off list price of all future updates, in addition to any other discounts I may quality for. (Returnable within 30 days.)
Notify me when updates are available (No standing order will be created).
This Bloomberg BNA report is available on standing order, which ensures you will all receive the latest edition. This report is updated annually and we will send you the latest edition once it has been published. By signing up for standing order you will never have to worry about the timeliness of the information you need. And, you may discontinue standing orders at any time by contacting us at 1.800.372.1033, option 5, or by sending us an email to firstname.lastname@example.org.
Put me on standing order
Notify me when new releases are available (no standing order will be created)