This comprehensive resource contains all of the regulatory class exemptions from ERISA’s prohibited transaction rules, along with the statutory prohibited transaction exemptions. It includes class exemption grants, amendments, and proposals, and features a section at the end of each class exemption chapter containing the integrated text of all non-superseded or non-revoked exemptions and amendments, as well as all amendments and corrections since publication of the final exemption.
This time-saving reference contains all of the regulatory class exemptions from the prohibited transaction rules of the Employee Retirement Income Security Act, along with the statutory prohibited transaction exemptions (PTEs). ERISA Class Exemptions includes class exemption grants, amendments, and proposals. The Fourth Edition features a new easy-to-use section at the end of each class exemption chapter containing the integrated, current text of all non-superseded or non-revoked exemptions and amendments, including all amendments and corrections since publication of the final PTE.
Cumulative Supplement includes coverage of:
• New “Best Interest Contract” and “Principal Transactions” class exemptions
• Recent amendments to several existing class exemptions related to DOL’s fiduciary investment advice rule
• Updates to regulatory guidance on the class exemptions, including advisory opinions and related individual exemptions
• Updates to case law dealing with class exemption issues
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