Leonard W. Wang Esq.


Leonard Wang formerly served as Assistant Director, Division of Enforcement, U.S. Securities and Exchange Commission. During a 22-year career with the SEC, Mr. Wang received the Chairman's Award for Excellence, the Stanley Sporkin Award, the Capital Markets Award, and the Division of Enforcement Director's Award.

Attaining a B.A. in Economics and Political Science and a J.D. from the University of Wisconsin-Madison, Mr. Wang was elected to Phi Beta Kappa, Phi Kappa Phi, the Order of the Coif, and the editorial board of the Wisconsin Law Review He is a member of the District of Columbia Bar and the State Bar of Wisconsin.

J.D., University of Wisconsin-Madison
B.A., Economics and Political Science, University of Wisconsin-Madison

Bloomberg BNA Tax Management Portfolios:
309 T.M., Insider Trading Under the Federal Securities Laws and Other Insider Trading Restrictions
5503 T.M., Managing Legal Risk in the Financial Reporting Process
5504 T.M., A Strategic Approach to SEC Investigations
5505 T.M., Strategies for an Individual Involved in an SEC Financial Reporting Investigation
5506 T.M, Corporate Governance of the Financial Reporting Process
5509 T.M., Avoiding Material Omissions Under the Federal Securities Laws